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Thursday, January 22, 2015

Two Former RP Martin Executives Fined, Banned Over Lack of Compliance CHAD BRAY The Financial Conduct Authority of Britain said it fined David Caplin, the broker’s former chief executive, and Jeremy Kraft, the firm’s former compliance officer, for compliance failures that contributed to the firm not detecting Libor manipulation. January 22, 2015 at 12:00AM http://nyti.ms/15eyB3P The New York Times Business Day Banking and Financial Institutions, Fines (Penalties), Libor (London Interbank Offered Rate)



By CHAD BRAY via NYT / Eethg. Corps. Inc. / Terrence Herschel G. Business Day http://nyti.ms/15eyB3P Two Former RP Martin Executives Fined, Banned Over Lack of Compliance January 22, 2015 at 12:00AM The New York Times

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